At Stafford Law Firm, we understand how complicated investments and securities law are. That is why we dedicate our practice to representing clients with their regulatory, compliance, enforcement issues and investors facing losses from their investments. If you face problems involving the financial services industry, do not face them alone. We are based in Kansas City and are proud to serve clients nationwide.
Contact us today to schedule a free consultation of your case. After growing up with a father who invested in securities, I wanted to learn more about the industry. I earned my Juris Doctor in 1982 and spent over 30 years gaining securities law experience with several highly regarded firms. I founded my own firm in 2004. Today, we represent clients in enforcement actions, regulatory inquiries and investigations, compliance, and general regulatory matters as well as investors seeking recovery of lost funds.
If you could benefit from the advice of a securities law attorney and a skilled investor representative, reach out to us today.
Contact us today to schedule a free consultation of your case. After growing up with a father who invested in securities, I wanted to learn more about the industry. I earned my Juris Doctor in 1982 and spent over 30 years gaining securities law experience with several highly regarded firms. I founded my own firm in 2004. Today, we represent clients in enforcement actions, regulatory inquiries and investigations, compliance, and general regulatory matters as well as investors seeking recovery of lost funds.
If you could benefit from the advice of a securities law attorney and a skilled investor representative, reach out to us today.
Services
Our legal practice focuses exclusively on securities law and the range of regulatory requirements in this field.
We have worked to maintain the integrity of the securities market for more than 30 years, both in assisting the industry with regulatory, compliance, and enforcement issues, as well as recouping investor losses from dishonest financial advisors, stockbrokers, registered representatives, financial planners, and insurance agents.
We handle a wide range of securities law matters.
Our representation of investors helps investors recover losses from negligent, illegal, dishonest, and fraudulent activities of unscrupulous financial advisors.
We have worked to maintain the integrity of the securities market for more than 30 years, both in assisting the industry with regulatory, compliance, and enforcement issues, as well as recouping investor losses from dishonest financial advisors, stockbrokers, registered representatives, financial planners, and insurance agents.
We handle a wide range of securities law matters.
Our representation of investors helps investors recover losses from negligent, illegal, dishonest, and fraudulent activities of unscrupulous financial advisors.
I founded Stafford Law Firm LLC in 2004 after gaining more than 20 years of securities law experience with multiple highly regarded firms.
I focus my practice in the area of securities law representing clients in regulatory compliance, enforcement actions, and general regulatory matters.
I also represent investors seeking recovery of lost funds.
I contribute to many eleemosynary activities, both in lecturing, writing, and furthering interests of the securities industry.
I have acted as legal counsel for industry trade associations and provided educational programs for those associations.
I focus my practice in the area of securities law representing clients in regulatory compliance, enforcement actions, and general regulatory matters.
I also represent investors seeking recovery of lost funds.
I contribute to many eleemosynary activities, both in lecturing, writing, and furthering interests of the securities industry.
I have acted as legal counsel for industry trade associations and provided educational programs for those associations.
When investing, there is always the risk of a loss.
But if your losses are due to the wrongful conduct of a financial advisor, stockbroker, financial planner, insurance agent, or someone acting in a similar capacity, you may be able to recoup your losses.
We represent investors who suffer financial losses from the wrongful and unethical conduct of these persons.
Whether you are an individual or institutional investor, securities law protect your rights when assets are improperly invested.
If you have experienced losses with an unscrupulous financial advisor, we work to recoup them.
But if your losses are due to the wrongful conduct of a financial advisor, stockbroker, financial planner, insurance agent, or someone acting in a similar capacity, you may be able to recoup your losses.
We represent investors who suffer financial losses from the wrongful and unethical conduct of these persons.
Whether you are an individual or institutional investor, securities law protect your rights when assets are improperly invested.
If you have experienced losses with an unscrupulous financial advisor, we work to recoup them.
Many law firms claim to practice securities law.
While it may be technically true, they may only handle a couple of cases a year, or they simply represent publicly traded companies and transactional work, not an ongoing representation of members in the securities industry.
At Stafford Law Firm LLC, we dedicate our practice to providing exclusive, experienced representation to members of the securities industry.
Based in the Kansas City area, we serve clients nationwide.
To schedule a free initial consultation, call us today.
While it may be technically true, they may only handle a couple of cases a year, or they simply represent publicly traded companies and transactional work, not an ongoing representation of members in the securities industry.
At Stafford Law Firm LLC, we dedicate our practice to providing exclusive, experienced representation to members of the securities industry.
Based in the Kansas City area, we serve clients nationwide.
To schedule a free initial consultation, call us today.
Investors also should exercise diligence even with properly registered brokers at legitimate firms, said Jane Stafford, an attorney in Prairie Village who handles securities cases and consults with firms about regulatory compliance issues.
A second opinion (about an investment offer) never hurts, even if it's from a broker down the street or a CPA, especially if it's something different or unusual, she said.
Brokers who don't pay arbitration awards "get their registration suspended", says Jane L. Stafford, a securities lawyer in Kansas City, Mo.
A second opinion (about an investment offer) never hurts, even if it's from a broker down the street or a CPA, especially if it's something different or unusual, she said.
Brokers who don't pay arbitration awards "get their registration suspended", says Jane L. Stafford, a securities lawyer in Kansas City, Mo.
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