Herskovits PLLC is focused on the litigation and regulatory issues facing the financial services industry. We are staffed with attorneys who are former Wall Street regulators and in-house counsel for first-tier banking firms. When it comes to significant litigation and regulatory defense matters, we are the go-to law firm for broker-dealers, registered investment advisors, individuals in the securities industry, as well as public and institutional investors.
We also enjoy a national reputation for clients who need a New York FINRA arbitration lawyer to guide them through this complex process. Herskovits PLLC is known for its tenacious defense of investigations, disciplinary proceedings and litigation initiated by Wall Street's regulators. When it comes to FINRA matters, you will be hard-pressed to find a law firm with more broad-based experience.
We routinely defend every aspect of the FINRA investigatory process, starting with a Rule 8210 request letter and continuing with an on-the-record interview.
We also enjoy a national reputation for clients who need a New York FINRA arbitration lawyer to guide them through this complex process. Herskovits PLLC is known for its tenacious defense of investigations, disciplinary proceedings and litigation initiated by Wall Street's regulators. When it comes to FINRA matters, you will be hard-pressed to find a law firm with more broad-based experience.
We routinely defend every aspect of the FINRA investigatory process, starting with a Rule 8210 request letter and continuing with an on-the-record interview.
Services
Herskovits PLLC is a team of experienced and talented securities lawyers, New York-based with a national practice.
And in all other securities litigation, appeals in Federal and state courts and regulatory forums.
If you are targeted by regulators, engaged in a securities employment dispute, or involved in any other high stakes securities matter, we can help.
With two decades of securities law experience, Rob Herskovits and the Herskovits Law team are the choices for financial firms, broker-dealers, and advisors when a premium level of legal counsel is required.
And in all other securities litigation, appeals in Federal and state courts and regulatory forums.
If you are targeted by regulators, engaged in a securities employment dispute, or involved in any other high stakes securities matter, we can help.
With two decades of securities law experience, Rob Herskovits and the Herskovits Law team are the choices for financial firms, broker-dealers, and advisors when a premium level of legal counsel is required.
I give Rob Herskovits and his law firm my strongest possible recommendation.
He expertly guided me through a challenging and highly adversarial FINRA disciplinary hearing.
Due largely to Rob's extraordinary efforts, each of FINRA's charges were ultimately dismissed by the hearing panel.
It is unusual to beat FINRA on their home court, and I'm grateful to have had Rob by my side.
Rob has handled customer matters (mediations and arbitrations) as well as regulatory matters for my firm.
He is very knowledgeable about the process, and can explain the details in layman's terms.
He expertly guided me through a challenging and highly adversarial FINRA disciplinary hearing.
Due largely to Rob's extraordinary efforts, each of FINRA's charges were ultimately dismissed by the hearing panel.
It is unusual to beat FINRA on their home court, and I'm grateful to have had Rob by my side.
Rob has handled customer matters (mediations and arbitrations) as well as regulatory matters for my firm.
He is very knowledgeable about the process, and can explain the details in layman's terms.
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